Reports
 
 
The Delaware Lawyer, Issue 25
By Thomas P. Eichler, Executive Director of SURJ

The Case for Drug Treatment: Common Sense Versus Inertia



In the Delaware Court of Public Opinion

STAND UP FOR WHAT’S RIGHT & JUST, SURJ, and      

Like minded groups and citizens

v.

THE FORCES OF INERTIA

In the matter of competition for limited public resources to achieve public safety, justice, and domestic tranquility:

        RESOLVED:      The Delaware Department of Correction Bureau of Prisons (DoC) is large enough at 6,589
                                    beds with the completion of present expansion; and

                                    Affirmative steps should be taken to avoid implementation of capital expansion plans that
                                    would add 3,296 beds between now and December 31, 2010; and

                                   Reallocation of resources should be made to preventive measures to avoid projected prison
                                   bed demand.

Brief for the Pro Position;

            Filed on behalf of all citizens of Delaware.

Opening Statement

At the beginning of a new century, Delaware stands at a public policy crossroad.  Today Delaware ranks 12th  in the nation in the rate of imprisonment of its citizens (sentences over one year);  while placing only 33rd in the well being of its children according to the annual 2002 Kids Count report by the Annie E. Casey Foundation (EXHIBIT A). 

Unlike the 1990s when it was possible for the State to finance both new prisons and new classrooms, the return to more normal economic times is imposing real choices for Delawareans on public policy strategies for public safety and the welfare of its citizens.

This year the Department of Correction will complete the latest addition to the Baylor Women’s Correctional Institute with completion of a drug treatment unit.  Thus will conclude the current wave of construction that began in the mid 1990s, adding some 2,500 beds to the Delaware prison system, for a new total capacity of 6,589 beds.

The Department, to its credit, has projected past growth rates to the year 2010 and has prepared capital construction master plans to expand male facilities (2,856 additional beds) and female facilities (440 additional beds) to meet the forecasted need.  This would mean a 50 percent increase in capacity for a state that is already incarcerating prisoners at a rate higher than 38 other states.

This expansion cannot be made without sacrificing other important public goals directed at public safety and the public welfare generally.  Now is the time to draw the line, 6,589 beds are enough.  Public safety goals can be better served pursuing other priority investments in the well being of our state.

The Case:

     A.     6,589 Beds are Enough

     Delaware is a “leader” in its commitment to incarceration:

·        The United States has the world’s highest incarceration rate;

·        Within the United States, Delaware’s prison rate (incarceration for more than one year) is the
   12th highest of the 50 states;

·        Delaware has the highest per capita state and local public expenditure for corrections of all the 50
   states;

·        Delaware presently has newly built cells for 400 inmates that it cannot afford to open, but
   maintains inmates in other overcrowded prisons.

Recently the United States became the nation with the highest incarceration rate in the world.  For some time the Soviet Union, then Russia, was first but the release of political prisoners in Russia put the US in first position.  When comparing to nations with whom we like to be compared the picture is even more stark.  For example with an incarceration rate of 110 per 100,000 population in Canada compared with 699 in the US, for every one incarcerated Canadian, there are more than  five incarcerated persons in the United States.  (EXHIBIT B: The Sentencing Project New Prison Population Figures Show Slowing of Growth But Uncertain Trends).

With just less than 5 percent of the world's population, the United States has 23 percent of the world's inmates...These figures set the United States apart from the rest of the democratic world and are a constant source of wonder for academics, corrections professionals and public commentators in other countries.  Why should it be necessary in the "land of the free" to deprive so many citizens of their liberty?

       

 -Andrew Coyle,

           Director of the International Centre for Prison Studies,

                University of London, United Kingdom

The Delaware Statistical Analysis Center (DelSAC), the state’s agency tracking criminal justice data reported a Delaware adult incarcerated population in its  most recently published Correction Incarceration Fact Book (EXHIBIT C, January 2002), of 6,935 persons on June 30, 1999. 

Delaware’s Bureau of Prisons has experienced tremendous growth.  The 1999 Delaware Bureau of Prison census, compared to the 1981 prison census showed:

  1981                1999

Detainees:        236                 1,204;              (pretrial)

Jail:                 117                  1,980;              (sentenced to 365 days or less)

Prison:          1,148                  3,751              (sentenced to more than 365 days)

That is a 444 percent total increase in Delaware’s incarcerated population in 18 years.  A more frequent yardstick than total incarceration rate is the prison rate, prison being those sentenced to terms of more than one year (365 plus one day and longer).  The Delaware Statistical Analysis Center put Delaware’s prison incarceration rate at 494 per 100,000 giving Delaware a national ranking of 12th, making Delaware a high state in a nation that leads the world (EXHIBIT D, DelSAC June 28, 2001 memo report). 

At 12th, Delaware’s prison population rate (494) is 15 percent higher than the average of the 50 states(438), (EXHIBIT E, Bureau of Justice Statistics, Prison and Jail Inmates at Midyear 2000, March 2001).  If Delaware were at the national average, it would have 524 fewer prison inmates.  At an annual cost of $24,500 per inmate Delaware is presently spending more than $12 million annually to maintain its lofty position on prison incarceration.  Keep in mind that this only includes the prison population (more than one year sentence). 

In 1981 Delaware’s incarceration rate for prison (offenders serving terms of one year and up) was 208 per 100,000.  In 1999 it reached 494 according to DelSAC data, for a 237 percent increase in twenty years. 

This increase is being accompanied by an impressive capital construction program by the Delaware Department of Correction (DoC) to chase their rising census.  The present construction program that began in the mid-1990s is nearing completion with construction of a new drug treatment at the Baylor Women’s Correctional Institution.  When that is done later this year some $180 million in capital expansion will have added 2,500 new beds for a design capacity of 6, 589 beds system-wide.  DoC has been prudent in recognizing its responsibilities and has prepared master plans designed to increase this new capacity by another 50 percent by 2010:

          - 2,856 additional beds for males;
           - 440 additional beds for females

A dramatic increase in the Department of Correction annual operating budget is required to operate the new capacity. In the 15 year period from State Fiscal Years 1987 to 2002, the operating budget of the Department increased 367.9 percent:

            -$  49,119,800  FY1987
            -$180,693,500  FY2002.

Ironically, with the present state fiscal downturn, there are newly constructed cells  sufficient to serve 400 inmates standing vacant for the want of payroll to hire the correction officers, while other units go over crowded (EXHIBIT F: News Journal, March 17, 2001, B1 “Low Pay Leaves Prisons Short-Handed”). 

In spite of this, today Delaware’s correction system is the most expensive among the 50 states on a per capita basis.  The Bureau of Criminal Justice Statistics February 2002 annual report (EXHIBIT G)  on expenditures shows combined per capita state and local expenditures at:

            -Delaware                $257.30;
            -National average     $162.40.

These numbers reflect not only the incarcerated population but also the cost of the probation and parole systems.  In Delaware last year, there were another 20,149 persons on some level of DoC supervision in the community in addition to those incarcerated. 

In 1989 the General Assembly passed SB 142 to curb drug trafficking by reducing the drug weights that trigger mandatory trafficking sentences; cocaine at 5 grams, formerly at 15 for a three year mandatory sentence for example.  The Statistical Analysis Center published reports on the impact of SB 142 in March of 1991 and again in March 1992.  While they documented significant increases in convictions under the statute, they also found that the new law was not acting as a deterrent.  Specifically, if the specter of a 3-year sentence is suddenly the penalty for simple possession of 5 grams of cocaine really matters to criminals, the confiscated evidence reviewed by the Medical Examiner should show a shift to smaller amounts beneath the new, lower thresholds.  The 1991 report’s finding was that while there was a significant increase in cases (almost double), “(t)he count of illicit drugs in each of the weight strata, on average, is not different when a per-post analysis is calculated” (p.1).

To be real clear about the observed dynamics, the Statistical Analysis Center’s June 1993 (EXHIBIT H) report on mandatory sentences observes:

Whereas SB 142 was intended to reduce drug trafficking in Delaware through reduced weight ranges coupled with existing harsh minimum mandatory terms of imprisonment, the report reflected no reduction in drug trafficking.  Drug arrests for possession and trafficking increased.  That caused an accompanying increase in detained admissions for drugs, leading to a coincident increase in prosecutorial/defense/court caseloads.  The ultimate effect was increased three year mandatory sentencing drug trafficking offender demand for DOC beds” p18, (emphasis supplied).

This finding is reflected on the national level in a report by the Federal Judicial Center (EXHIBIT I: The Consequences of Mandatory Minimum Prison Terms: A Summary of Recent Findings, 1994) suggests that conventional assumptions of deterrence theory may not apply to drug traffickers:

“To be deterred, offenders must stop to weigh the costs and benefits, be aware of the penalties, find those penalties intolerable, and have other more attractive options.  Even if some potential offenders are deterred, drug trafficking will not be curtailed if there are other persons willing to take the place of convicted offenders.  This appears to be true in the profitable drug business” (p.11)

The report indicates that the federal mandatory sentencing law is not sweeping the kingpins out of the system; only 5 percent under mandatory drug statutes in FY92 were organizers or leaders of an extensive drug operation, over 85 percent were low-level offenders who are easily replaced.  The Judicial Center’s report makes the case that mandatory sentencing laws actually get in the way of truth-in-sentencing guidelines which can offer a more effective sentencing strategy.

The Case:

     B.     Other Alternative Policies are More Promising

     Alternative strategy:

·        Attack recidivism rate of 57% failure rate;

·        Prevent present “drift” into justice system by closing community-based treatment gaps for
   drug/alcohol, mental health services;

·        Reduce pre-trial detention bed requirements through speedy trial initiatives;

·        Get non violent offenders out of prison;

·        End present sentencing policy inconsistencies between mandatory sentences and truth in
   sentencing philosophies in favor of  truth-in-sentencing policy.

Lowering Recidivism: when do we start in earnest?

The last published recidivism rate for adult corrections shows that 57 percent of inmates serving a prison sentence (over one year) are back serving another prison sentence within 5 years (EXHIBIT J: DelSAC, March 1999).  At the same time we know that eight out of 10 inmates screen positive for drug or alcohol problems.  While DoC has exemplary drug treatment programs which have proven results in lowering recidivism (EXHIBIT K: Sentencing Trends and Correctional Treatment in Delaware, April 10, 2002), less than half of the inmate population benefit from these programs by time of release.  Ninety-seven percent of all inmates will re released, some tomorrow.  The most expensive component of residential drug/alcohol treatment is the residential component, which we have already paid for with these inmates, yet the opportunity to treat most of them escapes us.

 

Coerced substance abuse treatment is just as effective as voluntary treatment.

Source: Miller NS, Flaherty JA. Effectiveness of coerced addiction treatment (alternative consequences): a review of clinical research.  Journal of Substance abuse Treatment 2000; 18:9-16.

 

Delaware’s DoC Key and Crest therapeutic treatment programs are national models, heavily researched and copies, why do we let inmates go with our treatment? Correction Commissioner Stan Taylor indicates it costs $67.12 per day to maintain an inmate, and another $7.70 to treat them.  Can we afford not to spend the $7.70?

Reentry initiative, mostly supported by faith-based organizations, are demonstrating that released offenders receiving support in making their transition back to the community are having a significant, measurable impact on lowering recidivism.  The Criminal Justice Council, putting seed money into some of these programs, has documented an 18 percent recidivism rate in the first two years for The Way Home program serving inmates leaving Georgetown Correctional.  The cost per inmate of these bare-bones programs is an investment shouting to be made.

Prison-to-work initiatives if put in place and coordinated properly with the Delaware Department of Labor could increase the potential for released offenders to secure gainful employment.

The next great opportunity to reduce crime is to provide treatment and training to drug and alcohol abusing prisoners who will return to a life of criminal activity unless they leave prison substance free and, upon release, enter treatment and continuing aftercare.

 

            Shoveling Up: The Impact of Substance Abuse on State Budgets, January 2001

Prevent present “drift” into justice system – close the treatment gaps

Many citizens are in need of drug/alcohol, and mental health treatment in Delaware.  On any day there is a 15,000 to 25,000 person treatment gap for citizens in need of these services (EXHIBIT L: Treatment Task Force Report to General Assembly,  Henry and Howell, March 2002). 

The untreated substance abuser and the untreated mentally ill, sometimes the same person, are the feeder source for much of the low level anti social behavior which is picked up in the criminal justice system.  Then with a record, any wonder that they become further entrained in the justice system?  Today, 40 percent of the persons served by the Department of Health and Social Services drug/alcohol, mental health network of community services already have a record with the Department of Correction.  Closing the treatment gap for community services is far less expensive than the $24,500 to incarcerate an inmate for one year.

Full parity for mental health and substance abuse services in private health insurance plans that tightly manage care would increase family insurance premiums less than 1%.

Source:  The Cost and Effects of Parity for Mental Health and Substance Abuse Insurance, substance Abuse and Mental Health Services Administration Study.

Reduce pre-trial detention bed requirements through speedy trial initiatives

The Superior Court’s recent “blitz” to reduce the number of pending cases involving incarcerated detentioners awaiting trial is evidence enough that DoC beds are unduly consumed by persons awaiting trial.  According to the court’s report (EXHIBIT M: March 22, 2002), 535 cases were disposed of in the four week blitz in New Castle County, including 95 that were dismissed or Nolle Porssed by the State.  How many DoC beds could be saved annually by the cases that the State dismissed or Nolle Prossed when the trial date became real?

The Delaware Code includes a long list of offenses which carry prison sentences, requiring them to go through extensive due process procedures for which offenders are rarely sentenced to prison (theft F, shoplifting F, perjury 2nd to mention a few).  Why not clean up the statutes and remove these cases from the logjam of Superior Court? 

And what about the detained inmate whose jury returns a not guilty verdict or a “time served” verdict on a Friday afternoon, but who sits in Gander Hill until Monday because of the lag in processing the court release order?  How many beds are wasted on those high volume weekends?

Get non violent offenders out of prison

The State’s announced policy is to reserve expensive prison space for violent offenders, yet non-violent offenders still occupy some of this capacity.  The Attorney General’s sentencing reform proposal to incarcerated remove certain motor vehicle violators from prison is one example of a possible step. 

And let’s take a new look at how we apply the “non-violent” definition.  Today, by definition drug offenders are ipso facto “violent”. 

End Intellectual “Dyslexia” Between Mandatory Sentencing and Truth-in-Sentencing.

Today, Delaware’s justice system has a truth-in-sentencing policy with a jumble of mandatory minimum sentencing requirements overlaying it.  Recent analysis suggests that truth-in-sentencing is working quite well in Delaware (see EXHIBIT K).  Meantime, minimum mandatory sentences are adding to the consumption of prison capacity with no obvious benefit beyond a “get tough” satisfaction that it may provide to some.

 

 

“In none of these cases does the court have the option upon conviction to craft a sentence after careful consideration of the totality of the circumstances.  We are on auto-pilot”.

                              -Henry duPont Ridgely, President Judge

                                          Delaware Superior Court,

                                          Remarks on Mandatory Sentencing, May 7 1999

                                                  -commenting on drug mandatory drug sentences

 


The Case:

     C.     Reallocate resources to preventive measures, avoiding projected bed demand

The State of Delaware makes a very significant expenditure of resources related to substance abuse, but only a tiny part of that investment is for treatment and prevention.

The National Center on Addiction and Substance Abuse at Columbia University published an analysis of the impact of substance abuse on State budgets (EXHIBIT O: Shoveling Up: The Impact of Substance Abuse on State Budgets, January 2001). 

The state by state survey, based on input from each state’s budget office, shows that some $344 million in was spent by the State of Delaware to address substance abuse in a variety of ways in Fy98.  The bottom line is that Delaware spent $468.70 per capita, with 6 cents of each dollar going to treatment and prevention and the other 94 cents going to what the report calls “shoveling up” the consequences of substance abuse.  This includes the justice system and health care costs as the leading expenditures.

Closing Statement

The State and its citizens have the opportunity to accept a continuation of the trends of a decade or to decide to apply some new thinking to some old issues.  The considerations are not about sacrificing public safety for costs savings.  Rather they are about alternative ways to seek policies that have better prospects of producing the desired results.

The significance of the rising correction population is an issue attracting increasing attention. 

The popular publication Scientific American ran an article in its December 2001 issue titled “Why Do Prisons Grow?: For the Answers, Ask The Governors” (EXHIBIT P).  The article notes that South Carolina and South Carolina had about the same crime rates during the late 1980 – early 1990s.  In South Carolina where Governor Carroll Campbell had a tough-on-crime policy, the prison population grew 63 percent, while North Carolina grew only 25 percent under Governor James Martin, who did not pursue such a policy. 

Commenting on rising prison populations, the article goes on to say:

“This increase, which some say did little to deter crime, profoundly disrupted minority communities.  Based on current incarceration rates, the Bureau of Justice Statistics estimates that 28 percent of black and 16 percent of Hispanic men will enter a state or federal prison during their lifetime.  (The comparable figure for whites is 4 percent.)”

 

“…mandatory sentences should seem most appealing to people with very short time horizons…mandatory minimums are analogous to financing purchases with a credit card, conventional enforcement to paying cash, and treatment to investing.”

Mandatory Minimum Drug Sentences: Throwing Away The Key Or The Taxpayers’ Money?    Jonathan P. Caulkins, C. Peter Rydell, William L. Schwabe, James Chiesa,   Drug Policy Research Center  RAND, 1997 P.78

Delaware has invested in the capital facilities to meet present and future needs, but can do better in confronting substance abuse than the present 6 cents on the dollar going for treatment and prevention.  Allowing the correction system expenditures, already the highest per capita in the nation, to consume more because of policies that are on auto-pilot would be a failure in leadership.

Public opinion on crime and criminal justice has undergone a significant transformation over the past few years.  Support for long prison sentences as the primary tool in the fight against crime is waning, as most people reject a purely punitive approach to criminal justice…The public now favors dealing with the roots of crime over strict sentencing by a two to one margin, 65% to 32%.

                        Peter D. Hart Research Associates, Inc.

                        Changing public attitudes Toward The Criminal Justice System: Summary       

                        Of Findings, February 2002, p.1

 

 

 

 

     

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